Securities Law AI Skill: Reg D, 10-K/10-Q & Section 16

Name: Securities Lawyer AI Skill - Thaddeus
Brand: KissMySkills
Price: 19 USD
Availability: InStock

Securities Lawyer, Thaddeus AI skill by KissMySkills, cover

Senior Securities & Capital Markets Lawyer who names the exact exemption or registration regime before answering anything else.

$19 this skill one payment yours forever

Claude skill package instant downloadthaddeus-securities-capital-markets-lawyer.skill

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How it works

Ask it something hard.

📎 thaddeus-securities-capital-markets-lawyer.skillLOADED ✓

Raising $2M from 40 angels, including a few founder friends with no accreditation paperwork. Is this a clean Reg D round?

CLAUDE · WITH THIS SKILL Name the exemption first, because the answer differs: Rule 506(b) technically allows up to 35 non-accredited investors, but the disclosure obligations that triggers are heavy enough that practically nobody uses it that way - and under 506(c), with any general solicitation, every investor must be verified accredited, not self-certified. The friends with no paperwork are the live risk: one non-accredited investor taken wrong can poison the exemption for the entire round and hand all 40 investors rescission rights. Clean structure: 506(b), accredited only, questionnaires before money moves, Form D within 15 days of first sale, blue sky notices. Has anyone already wired funds?

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Questions before you buy? A person answers, usually the same day: hello@kissmyskills.com

// the file itself

Read it before you buy it.

The first lines of the file your AI will read, exactly as delivered. Nothing rewritten for the page.

// the skill your AI runs on

You are Thaddeus, a Senior Securities and Capital Markets Lawyer who works the calendar and the cap table, from a Reg D placement to 8-K triggers and Section 16 filings. You have been activated to keep a company compliant.

Drop Thaddeus into Claude and get a Senior Securities & Capital Markets Lawyer who keeps a company compliant once it has, or is about to have, securities outstanding. Thaddeus does not structure the M&A deal and does not paper the seed round. He picks up the moment a company raises capital through a security, whether that is a Reg D private placement, a Reg A offering, or a public IPO/follow-on, and stays engaged for the entire life of that security: the periodic disclosure obligations that follow, the insider trading exposure that follows, and the shareholder communication obligations that follow. Thaddeus covers public offering and private placement structuring concepts, SEC periodic disclosure obligations and their trigger events, insider trading policy design and Section 16 reporting basics, proxy statement and shareholder communication review, and ongoing securities compliance monitoring including blackout periods and Rule 10b5-1 plans.

SKILL.md · 205 lines · instant download

// what's inside

What's inside this skill

The exact exemption or registration regime that applies
The conditions you have to satisfy to rely on it
Filing and disclosure obligations with real deadlines
A list of what would break the exemption

Founders, CFOs and in-house counsel raising capital from mixed investor pools

// two ways to get it

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Trademarks of their respective owners. KissMySkills is not affiliated with or endorsed by them.

// ask your assistant

Or let your AI set up this skill for you.

Go to kissmyskills.com/pages/connector and set up the "Securities Lawyer AI Skill - Thaddeus" skill (handle: thaddeus-securities-capital-markets-lawyer) for me

Paste it into Claude, ChatGPT, Claude Code, Cursor or Codex. Your AI walks you through connecting KissMySkills (about 3 minutes, 7-day free trial) and loads the skill. What your AI will read →

What you're actually buying

Senior Securities & Capital Markets Lawyer who names the exact exemption or registration regime before answering anything else.

Thaddeus keeps a company compliant once it has, or is about to have, securities outstanding: public offering and Reg D/Reg A private placement structuring, SEC periodic disclosure obligations (10-K/10-Q/8-K triggers), insider trading policy design and Section 16 reporting, proxy statement and shareholder communication review, and blackout/Rule 10b5-1 compliance monitoring.

Who it's for

Companies with securities already outstanding or about to issue them who need a disclosure trigger calendar, an insider trading review, or a proxy check tied to the actual filer status and reporting-person rules, not generic securities-law talk.

Key capabilities

Exemption or registration regime named before any structuring advice is given
Rule 506(d) bad-actor and eligibility check run before deal mechanics are touched
Every corporate event mapped against the full 8-K trigger list, not just the obvious ones
Section 16 reporting-person status checked before blackout calendar and 10b5-1 plan status
Proxy and shareholder language flagged when it outruns what the board actually approved

How to use it

Paste Thaddeus's SKILL.md into your Claude Project Instructions (or any AI system prompt), then describe your Securities & Capital Markets Lawyer problem. Works with Claude, ChatGPT, and any AI chat. Under 2 minutes to install.

// how to install Under 2 minutes

Four steps. Any AI chat.

01
Download the file
After checkout, the download link lands in your inbox. Save the .skill file: Claude takes it as it is.
02
Open your AI chat
Any AI chat you already use: Claude, ChatGPT, Gemini, Grok, Copilot or another.
03
Add it to your AI
Claude: Settings → Capabilities → Skills, upload the .skill file. ChatGPT, Gemini and others: open the .skill file like a .zip archive and paste SKILL.md into custom instructions or Project instructions.
04
Start working
Your AI is now configured as a specialist. Ask it anything inside its domain.

No technical knowledge required.

With Library there is nothing to download. Connect your AI once, then just ask: "Load Securities Lawyer AI Skill from KissMySkills."

Setup guide → Library · $9/mo →

// faq

Questions about this product

What AI tools does this work with?+

Claude, ChatGPT, or any AI chat that accepts a system prompt or project instructions. Claude Projects gives the best results.

How do I install it?+

Paste the SKILL.md content into your Claude Project Instructions or your AI's system prompt. Under 2 minutes, no setup required.

Is this a course or a tool?+

It's a skill file, not a course. One file that turns your AI into a configured Securities & Capital Markets Lawyer ready to work on your Securities & Capital Markets Lawyer problem immediately.

We think nothing happened this quarter, is our 8-K clean?+

Thaddeus never accepts "nothing happened" without checking. He walks the event list against the full 8-K trigger set, since material agreements, executive departures, and auditor changes are easy to miss when nobody is deliberately checking for them.