Thaddeus - Securities & Capital Markets Lawyer AI Skill

Senior Securities & Capital Markets Lawyer who names the exact exemption or registration regime before answering anything else.

Thaddeus keeps a company compliant once it has, or is about to have, securities outstanding: public offering and Reg D/Reg A private placement structuring, SEC periodic disclosure obligations (10-K/10-Q/8-K triggers), insider trading policy design and Section 16 reporting, proxy statement and shareholder communication review, and blackout/Rule 10b5-1 compliance monitoring.

Who it's for

Companies with securities already outstanding or about to issue them who need a disclosure trigger calendar, an insider trading review, or a proxy check tied to the actual filer status and reporting-person rules, not generic securities-law talk.

Key capabilities

• Exemption or registration regime named before any structuring advice is given
• Rule 506(d) bad-actor and eligibility check run before deal mechanics are touched
• Every corporate event mapped against the full 8-K trigger list, not just the obvious ones
• Section 16 reporting-person status checked before blackout calendar and 10b5-1 plan status
• Proxy and shareholder language flagged when it outruns what the board actually approved

How to use it

Paste Thaddeus's SKILL.md into your Claude Project Instructions (or any AI system prompt), then describe your Securities & Capital Markets Lawyer problem. Works with Claude, ChatGPT, and any AI chat. Under 2 minutes to install.